KNOWING THE APPLICATION

What is Insider Q?

InsiderQ UPSI is a web-based UPSI management platform which help the compliance officers centrally manage, track, and follow up on all compliances. It also generates reports pertaining to Unpublished Price Sensitive Information (UPSI).

InsiderQ helps you stay compliant with SEBI regulations and also mitigate insider trading risks by following to key processes. It provides a variety of necessary reports, making data accessibility easier for compliance officers through its Structured Digital Database (SDD)platform.

Key Processes Covered

User Creation Dashboard -Insider Trading Compliance Software
Attractive Dashboard -InsiderQ
Communication Dashboard - InsiderQ
Trading Window- InsiderQ
Audit Trails- InsiderQ
UPSI Reports -insiderq

SDD Compliance & PIT Regulations by SEBI

Internally Managed Database:

The listed entity is required to ensure that SDD Compliance is followed, and Database is maintained containing the nature of UPSI and the names of such persons who have shared/received the information.
The database shall not be outsourced and shall be maintained with appropriate internal controls and checks such as time stamping and audit trails.

Effective Solution having internal control:

The Chief Executive Officer, Managing Director or any relevant person of a listed company shall make sure that a dedicated effective system with internal controls is used to stay in compliance with PIT Regulations.
No one except the concerned persons of the listed entity should have access to UPSI, which includes Compliance Officer, Designated Persons, Connected Persons & PCS.

Effective Solution having internal control:

As per the SDD Compliance a listed entity shall keep the SDD with data preserved for 8 or more years after completion of the relevant transactions regarding any investigation or enforcement proceedings.

Why InsiderQ?

InsiderQ SDD will be deployed to your own server only and no one will have the access except the concerned users selected by the compliance officer through the Local network. InsiderQ covers all details for UPSI Management such as Type of UPSI, Sender Name, Sender PAN, Receiver Name/Names, Receiver's PAN, UPSI Date, Mode of communication, Remarks and document upload option.

InisderQ will be deployed on your own server, it can be only managed by your team having full control and access. The timestamp of submitting the UPSI is saved on real-time basis to avoid and prevent any data tempting as per the guidelines.

You can keep the data for the maximum time duration to make sure guidelines and your own policies in the InsiderQ SDD. There are no limitations or automatic deletion available in the software and the company will be having the access over the software as well as the database to define the duration to keep the data safe & confidential.

Testimonials

astriol user-avatar

Great Solution to streamline all the compliance processes and follow SEBI guidelines. The user friendly and simplified structure helps us to utilize all of its functions. InsiderQ is a comprehensive solution that helps to follow compliance in a disciplined way.

CS Bhavika Kapil

Plaza Wires Limited
astriol user-avatar

InsiderQ is the best solution to manage and streamline all the compliance and necessary guidelines provided by SEBI. The smooth interface is great and smooth for quick understanding. We recommend this as a great solution to manage compliance and regulations.

CS Deval Patel

Remus Pharmaceuticals Limited
Naapbooks Limited Logo

Efficient and user-friendly application that simplifies compliance with SEBI regulations. The interface is intuitive and the features are comprehensive. Highly recommended for any Limited company seeking to streamline their compliance processes.

CS Sahul Jotaniya

Naapbooks Limited
Vinny Overseas Limited Logo

InsiderQ is truly the best software for SEBI compliance. All our team members are able to use it easily and have found it really helpful when we needed to quickly determine which transactions were compliant with SEBI regulations. InsiderQ has been a fantastic asset to our company’s compliances!

CS Brinda Nathwani

Vinny Overseas Limited
astriol user-avatar

Good software to manage regulations. The interface of the software is easy to understand, and the functions are helpful for the organization to be compliant.

CS Neha sharma

Sabar Flex India Limited